Regulatory & Other Information
- Disclosure of Non-SEBI Regulated Activities.
- UPI Handle
- Extract of Form 5A, EPFO - Phillipcapital India Pvt Ltd.
- Extract of Form 5A, EPFO- Phillip Centralised Services India Pvt Ltd.
- Extract of Form 5A, EPFO- Phillip Commodities India Pvt Ltd.
- Research Mandatory Terms and Condition
- DP Right and Obligation
- Common SOP for Centralized mechanism for reporting the demise of an investor through KRAs’
- Addendum to the Power of Attorney
- Annexure I - Power of Attorney
- SEBI Operational Guidelines – FPI, DDP and EFI
- Caution against sharing of internet trading login password
- Undertaking for dealing in Mutual Fund units
- Additional Risk Disclosure documents for Options Trading
- Arbitration mechanism of Stock Exchanges
- Basic Services Demat Account (BSDA)
- Dos and Donts in Commoditiy futures market
- NCDEX - Arbitration limitation period extended to 3 yrs
- NSE Currency
- Penalty for short and non collection of Margins - Derivatives segment
- SEBI Complaints
- Order placement away from market price
- AML - Client Presentation
- Clarification to SEBI circular dated Dec 3, 2009
- Caution towards unsolicited emails & sms – NSE
- SEBI Dec 3, 2009
- Client registration documents in vernacular language
- Advisory against tips –BSE
- Exchange wise penalties
- FAQ on Email based trade alerts for Investors
- NSE Trade Verification Facility
- MCX-SX Currency
- Margins FAQ
- MCX Arbitration Limitation Period Extended to 3 yrs
- NSE Periodic Review Circular
- Booklet B -Account Opening Documents
- PMS Disclosure Document
- Policies and Procedures
- Proprietary Trading - Phillip Commodities India Pvt Ltd
- Running Account Authorization
- FAQs - Physcially settled Equity Derivatives
- Delivery margins for Physical Settlement in Equity Derivatives
- Important tips for clients to avoid typical investment errors
- Advisory for investors
- Public Charter
- Investor Complaints
- Client Bank Accounts details
- Risk Disclosures On Derivatives
- Procedure for Voluntary Freezing of Online Access to Client’s Trading Account.
- Policy for handling good till date orders.
- IA Audit Report
- RA Audit Report
CKYC Awareness
