Regulatory & Other Information
- Common SOP for Centralized mechanism for reporting the demise of an investor through KRAs’
- Additional Risk Disclosure documents for Options Trading
- Arbitration mechanism of Stock Exchanges
- Basic Services Demat Account (BSDA)
- Dos and Donts in Commoditiy futures market
- NCDEX - Arbitration limitation period extended to 3 yrs
- NSE Currency
- Penalty for short and non collection of Margins - Derivatives segment
- SEBI Complaints
- Order placement away from market price
- AML - Client Presentation
- POA addendum to clients
- Clarification to SEBI circular dated Dec 3, 2009
- Caution towards unsolicited emails & sms – NSE
- SEBI Dec 3, 2009
- Client registration documents in vernacular language
- Advisory against tips –BSE
- Exchange wise penalties
- FAQ on Email based trade alerts for Investors
- NSE Trade Verification Facility
- MCX-SX Currency
- Margins FAQ
- MCX Arbitration Limitation Period Extended to 3 yrs
- NSE Periodic Review Circular
- Annexure-1 - Power of Attorney
- Booklet B -Account Opening Documents
- PMS Disclosure Document
- Policies and Procedures
- Proprietary Trading - Phillip Commodities India Pvt Ltd
- Running Account Authorization
- Advisory for investors
Public Charter
Investor Complaints
Client Bank Accounts details
- RISK DISCLOSURES ON DERIVATIVES
- Details of Personnel
- Procedure for opening an account with PhillipCapital
- Procedure for filing a complaint
- Details of Authorised Persons
- Details of disciplinary action on Authorised Person (AP)
- Procedure for Voluntary Freezing of Online Access to Client’s Trading Account.
CKYC Awareness
